Protect your brand through FundRock’s oversight and due diligence process.

• Monitor the Central Administrator, including Fund Accounting and the Transfer Agency: We review processes, procedures and ongoing activities performed by the central administrator. This includes monitoring the activities of the transfer agency, NAV calculations, fund dissemination, as well as regulatory and financial reporting.
• Monitor the investment manager:We review processes, procedures and ongoing activities performed by the investment manager.
• Monitor the distributor: We review processes, procedures and ongoing activities performed by the distributor.
• Monitor the depositary:We review processes, procedures and ongoing activities performed by the principal depositary.

Our team of more than thirty people performs oversight and due diligence on a daily basis, keeps you informed of the findings and pro-actively helps you resolve any issues that are identified in the process.

Stay abreast of regulatory changes and ensure your funds are compliant with legal and regulatory requirements.

Our service:

• Regulatory liaison
• New regulation implementation support
• Monitoring, evaluation and reporting of compliance risks
• Assistance in the control of compliance risks
• Regulatory workshops for you and your team

Get support during regulatory change. We manage all scheduled and ad-hoc correspondence with the regulator on your behalf.

Build on the insight provided to you by our motivated team.

Benefit from:

• Long term partnership
  Rely on your dedicated relationship manager to understand your business at an in-depth level, in order to help you achieve your investment fund related goals.
• Strong leadership
  Recognised by the regulator for our professionalism and our proactivity in driving industry innovations that keep clients and the industry safe.
• An experienced and balanced management team
  On average our managers have more than sixteen years of industry and technical experience.
• The expertise of our dynamic and diverse team
  Build on our diversity to drive innovation. We are passionate about what we do and continuously invest in our talent in order to drive progress. Highly trained fund management services industry experts provide you with local market insight as well as global expertise in more than 20 languages.