FundRock France

Who we are

FundRock France AM is a French AIFM asset management company, authorised by the Autorité des Marchés Financiers in Paris under the number GP – 21000009.
FundRock France AM is part of FundRock, a leading independent UCITS Management Company and AIFM (Alternative Investment Fund Manager) offering solutions to European domiciled funds.

As a well-established, fully capitalised business, with high performing and experienced individuals on the ground, we can proudly say that our people are the cornerstone of our success. Our diverse, multicultural setup offers you deep local and global market insight.

FundRock’s solid foundation is underpinned by decades of banking infrastructure and governance, investment in best of breed risk management systems combined with the use of cutting edge RegTech systems.

We provide you with solid local substance combined with global connectivity, enabling you to focus on your core business.

Alternative Investment Solutions

FPCI

Unlisted equity and debt

FPS / SLP

Low-regulated funds for tailored investments

OPPCI

French REITs with attractive regulation

Other AIFs

Ad-hoc funds for specific matters

Structuring & management

Structuring and fund management
Subscription and distribution process
Accounting and cash management
Debt management
Administrative support

Coordination with regulatory authorities and regulatory actors

Selection process of third parties (Custodian bank, auditors, appraisers, etc.)
Coordination of the relationship between partners and supervisors

Governance rules

Identification and prevention of conflicts of interest
Group Risk-management policy
Corporate decisions and management in strict compliance with applicable regulations

Bespoke services

Advise investors
Investments planned or already done
Assisting and optimizing regulatory changes
AIFMD compliance
Regulatory Affairs

An experienced team

A solid and proven track-record in real-estate and private equity business
Extensive network of investors, lawyers, brokers, to provide the best market insight to our clients
Blend of real-estate and financial skills : structuring & financing, asset management, asset allocation, monitoring & Risk Control
In-depth knowledge of the main asset classes & investment strategies
Deep knowledge of the European and French regulatory environments

A tailor-made offer

In a partnership approach, FundRock as an AIFM secures the fund environment and ensures compliance with regulations

Control financial statements and ensure their publication
Perform or check AIFM reporting and other regulatory report
Distribute investor reports (capital account statements) and other fund information by publication via secure website
Ensure access to RockHub, our in-house reporting tool

Liaise with sponsors and legal advisors in structuring the fund
Manage relationships with supervisors to establish the fund documentation
Assist in the selection of third parties of the fund in an open architecture: fund accounting, external appraiser, accounting, auditor and depositary. Perform initial due diligences, appoint and negotiate the agreements
Establish the risk profile of the fund and prepare the risk management policy
Define the valuation policy

Oversight of distributors
Perform AML/KYC due diligences on investors
Control subscription forms
Prepare or control capital calls
Check the maintenance of shareholders register

Receive and document underlying investment information
Perform pre-trade risk analysis including AML/KYC due diligences on investments
Ensure the conformity with the investment strategy and the valuation
Set the Investment Committee and ensure the corporate secretary
Manage the financial transactions and liaise with the depositary

Monitoring of compliance with the investment restrictions (post trade) and identify and manage any active breaches
Permanent internal risk management functions including liquidity reporting
Review assets valuation in line with the valuation policy and external appraiser when available
Fund accounting oversight according to relevant accounting standards, 4-eyes checks on NAV calculation and reporting package
Receive, calculate the allocations (fund waterfalls, carried interest and IRR calculations) and process distributions for the fund.

Our dedicated team

Jean Edouard Mazery

Country Head - France

Read Bio

Gaëtan Parchliniak

Head of Regulatory Affairs

Read Bio

FundRock France

Who we are