Principal Manager Services

FundRock Guernsey:

• Offer principal management services for all fund types and structures which do not benefit from the Investment Management Exemption, ensuring that reporting obligations to EEA regulators are met;
• Provide substance – infrastructure, staff, systems, risk management, reporting disclosure and supervision of delegated activities;
• Offer oversight and monitoring of the Investment Advisor's activities taking into account investment restrictions, liquidity performance, fund performance, LTV if applicable and fund risk rating etc.;
• Provide investor reporting and drafting of fact sheets;
• Review investment processes and procedures by undertaking operational due diligence;
• Monitor promotion of the fund in accordance with distribution advice provided by legal counsel;
• Undertake site visits to the administrator to review processes, to ensure compliance with fund prospectus and regulation;
• Review performance against benchmarks and peer groups;
• Ensure adherence to fund documents and agreements;
• Liaise with administrators, board, officers and other service providers.