FundRock Guernsey:

  • Offer principal management services for all fund types and structures which do not benefit from the Investment Management Exemption, ensuring that reporting obligations to EEA regulators are met;
  • Provide substance – infrastructure, staff, systems, risk management, reporting disclosure and supervision of delegated activities;
  • Offer oversight and monitoring of the Investment Advisor's activities taking into account investment restrictions, liquidity performance, fund performance, LTV if applicable and fund risk rating etc.;
  • Provide investor reporting and drafting of fact sheets;
  • Review investment processes and procedures by undertaking operational due diligence;
  • Monitor promotion of the fund in accordance with distribution advice provided by legal counsel;
  • Undertake site visits to the administrator to review processes, to ensure compliance with fund prospectus and regulation;
  • Review performance against benchmarks and peer groups;
  • Ensure adherence to fund documents and agreements;
  • Liaise with administrators, board, officers and other service providers.
Chris Hickling

Chris Hickling


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