Core Services

Protect your brand through FundRock's oversight and due diligence process

Our team of experts performs oversight and due diligence on a daily basis, keeping you informed of key findings and proactively helping to resolve any issues identified.

Benefit from:

• Central Administrator Oversight, including Fund Accounting and Transfer Agency: Oversight of transfer agency activities, NAV calculations, fund dissemination, and regulatory and financial reporting.

• Investment Manager Oversight: Assessment of investment management activities, governance arrangements, and adherence to fund objectives.

• Distribution Oversight: Oversight of distribution activities and compliance with applicable requirements.

• Depositary Oversight: Review of depositary controls and activities to support the safeguarding of fund assets.

Stay abreast of regulatory changes and ensure your funds are compliant with legal and regulatory requirements

Keep on top of regulatory changes and ensure your funds are remain compliant.

Benefit from:

• Regulatory liaison
• New regulation implementation support
• Monitoring, evaluation and reporting of compliance risks
• Assistance in the control of compliance risks
• Regulatory workshops for you and your team

Giving you the insights to achieve your investment goals

Benefit from:

• Long-term partnership
  We will assign you a dedicated relationship manager to help you understand your business at an in-depth level, and to assist you in achieving your investment fund related goals
• Strong leadership
  We are acknowledged by the regulator for our professionalism and our pro-activity in driving industry innovations that keep clients and the industry safe
• An experienced and balanced management team
  We are proud to say that on average, our managers have more than sixteen years of industry and technical experience
• The expertise of our dynamic and diverse team
  We are passionate about what we do and continuously invest in our talent in order to drive progress. Our highly trained fund management services industry experts will provide you with local market insight as well as global expertise in more than 20 languages. This enables you to build on our diversity to drive innovation

Portfolio Management Service

Our Portfolio Management service provides clients with access to an experienced Investment Committee comprised of senior FundRock professionals and independent experts. Supporting both real asset and liquid asset strategies, we deliver robust governance, investment oversight, and decision-making processes while helping investment managers meet substance and regulatory requirements within their chosen fund structure.