Policies and Compliance

FundRock Management Company S.A.

The policies below apply to Luxembourg and Ireland based offices.

Complaints policy

Remuneration policy

Best Execution Policy

Conflict of Interest

Voting Rights

Legal Disclaimer

Privacy Policy

Joint Data Controller Clause

Inducements Policy

No PAI Statement and Sustainability Risks Policy

FundRock Switzerland S.A.

The policies below apply to Switzerland based office.

Privacy Policy

Disclaimer

Copyright

Cookies and Links

Financial Services Act (FinSA) Information Notice

Financial Services Act (FinSA) Compliance GTC

FundRock Partners

The policies below apply to UK based offices.

Voting Rights Policy

Treating Customers Fairly – TCF

Remuneration Policy

Complaint Handling Procedures

Legal Disclaimer

Privacy Policy

Stewardship Code

Engagement Policy

 Order Execution Policy

FundRock Management Company (Guernsey) Limited

The policies below apply to Guernsey based office.

Privacy Policy

Remuneration Policy

FundRock France AM SAS

The policies and reports below apply to France based office.

Information about Our Complaints Procedure

ESG POLICY

Remuneration Policy

Privacy Policy

Conflict of Interest Policy

Best Execution/Selection Policy

Engagement Policy

Legal Disclaimer

Energy Climate French Law Report (only in French)

GDPR Statement

FundRock Distribution S.A.

Privacy Policy

Conflict of Interest

Complaints Handling Policy

Remuneration Policy

Suitability Policy